If you have any questions about these materials, please contact your Financial Advisor or call 1-888-282-3863.
For details on investment reporting and statements, confirmations, online account access, and tax reporting, please click here
Relationship Disclosure Document
By reading this guide, you’ll discover tips on how to stay in the loop on important details about your investments—helping us maintain the best relationship possible!
IIROC Investor Protection brochure
This brochure describes the arbitration process and claim limits offered by the Investment Industry Regulatory Organization of Canada (IIROC).
CIPF Investor Protection brochure
This piece details the coverage limits and recovery process in the event of the bankruptcy of a Canadian Investor Protection Fund (CIPF) member.
ATB Financial Privacy brochure
ATB Financial's Privacy brochure describes the collection and use of your personal information.
IIROC Strip Bond disclosure
This document describes certain attributes of strip bonds and strip bond packages.
ATB Securities Inc.'s Client Complaint Handling Process
This booklet summarizes our policies for handling a client complaint, including responsibilities of each party, the investigation process and timelines.
ATB Investor Services Declarations of Trust
These forms outline the role and responsibilities of Canadian Western Trust, the Trustee used for RSP and RIF accounts managed by ATB Securities Inc.